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[]
[null,"金融聯合徵信中心113年度會員機構執行信用資訊查詢作業控管評核表"]
[null,"會員機構代號名稱："]
[null,"評核項目",null,null,"評  核  內  容","配分"]
[null,"A                                                                                 查詢作業控管規章及查核項目","A1\n控管規章","A11","控管要點依本中心範本及實際作業環境修訂版本，並函送本中心備查",6,3,1]
[null,null,null,"A12","控管要點內容對於本中心範本要求之涵蓋率",null,null,2]
[null,null,"A2\n查核項目","A21","查核工作底稿項目對於本中心底稿範本要求之涵蓋率\n(查核項目1.2.3.5.6.12.13.14.15.16.17.18.19.20...)",null,3,2]
[null,null,null,"A22","查核工作底稿項目對於本中心底稿範本要求之涵蓋率\n(查核項目4.7.8.9.10.11.21...)",null,null,1]
[null,"B                                                                                                                                                   查核作業及查核結果報告                           ","B1\n內部稽核","B11","總機構執行內部單位稽核作業之全面性",39,3,3]
[null,null,"B2\n自行查核","B21","各查詢單位執行自行查核作業之全面性",null,2,2]
[null,null,"B3\n報告內容","B31","年度查核彙總報告應檢附文件之完整性",null,12,2]
[null,null,null,"B32","年度查核彙總報告「彙總單」填寫之正確性、完整性",null,null,8]
[null,null,null,"B33","年度查核彙總報告函送之即時性",null,null,2]
[null,null,"B4\n查核結果","B41","年度查核彙總報告之查核結果",null,16,14]
[null,null,null,"B42","年度查核彙總報告(介接公務機關資訊)之查核結果",null,null,1]
[null,null,null,"B43","年度查核彙總報告(中小企業融資服務平台資訊)之查核結果",null,null,1]
[null,null,"B5\n事後管理","B51","前一年度查核缺失改善之有效性",null,6,6]
[null,"C                                                                         查詢作業管理","C1\n查核發現","C11","本中心查核結果及發現缺失",55,12,6]
[null,null,null,"C12","本中心查核之機構查詢作業程序、資訊處理環境等",null,null,6]
[null,null,"C2\n作業管理","C21","指定項目自行查核(W01)之辦理情形",null,38,10]
[null,null,null,"C22","指定項目自行查核(W20)之辦理情形",null,null,14]
[null,null,null,"C23","查詢理由點選之正確性（資料密合度）",null,null,4]
[null,null,null,"C24","查詢紀錄勾核比對之頻度",null,null,6]
[null,null,null,"C25","晶片卡查詢設備管理(晶片卡遺失、毀損、停鎖卡)",null,null,4]
[null,null,"C3\n教育訓練","C31","信用資訊查詢安控/稽核作業講習會之參與情形",null,5,1]
[null,null,null,"C32","機構舉辦內部資訊安控教育訓練(含種籽講師)之辦理情形",null,null,2]
[null,null,null,"C33","回報查詢作業人員名冊",null,null,1]
[null,null,null,"C34","具體配合本中心強化資訊安控作業",null,null,1]
[null,"總分",null,null,null,{"$f":"SUM(F5:F28)","v":100},{"$f":"SUM(G5:G25)","v":100},100]
[null,"D                                                                       其他加減分事項\n                                          ",null,"D11","重要聯繫事項或函文之配合","-50~20",null,"-5~+7"]
[null,null,null,"D12","對於資料報送或產品內容提出建設性意見",null,null,"0~+4"]
[null,null,null,"D13","報送企業財務報告資料配合情形",null,null,"0~+4"]
[null,null,null,"D14","資訊產品、資料報送講習會之參與情形",null,null,"0~+2"]
[null,null,null,"D15","會員繳費(標準查詢費、特約查詢費)延遲情形",null,null,"-2~0"]
[null,null,null,"D16","與前一年安控作業比較(如：顯著進步、連續未達70分…)",null,null,"-3~+3 "]
[null,null,null,"D21","違反會員規約或相關法令規定遭停查處分或定額扣減回饋費處分",null,null,"-35~0"]
[null,null,null,"D22","查核發現之內部控制缺失情節嚴重者",null,null,"-5~0"]
[null,"經其他加減分後最高總分",{"$nulls":5},120]
[null,"評核意見暨建議"]